Surveillance and Enforcement

As a leading regulator for the accountancy profession, the Institute plays a primary role in upholding and enforcing regulations and standards in moulding a profession which is highly compliant, ethical and trusted.

Within the Institute, the Surveillance and Enforcement Division is instrumental in discharging the Institute’s obligation to regulate the accountancy profession. The Division is further entrusted with the task of building a responsive and secure regulatory environment where members and stakeholders can progress equitably.

Specifically, the Division conducts Practice Review, Financial Statements Review, Continuing Professional Education Compliance Audit, Investigation and Disciplinary proceedings. Collectively, these units are responsible for executing the necessary initiatives in order to achieve our objectives of exemplary performance and good governance.